Whitlow Family
s7_ongoing_review

ESG Preferences: Geoffrey Whitlow

Consumer Duty PS22/9 requires advisers to understand and document client sustainability preferences. These preferences inform portfolio construction and are included in the Suitability Report.

ESG importancesdr_improver

Step 1 — Sustainability importance

How important is it to this client that their investments consider environmental, social, and governance factors?

ESG importance level

Step 2 — Preferred sustainable approach

If sustainability matters to this client, which approach best reflects their preference? Covers FCA SDR sustainable investment labels (PS21/20).

Sustainable investment approach

Step 3 — Sector exclusions

Which sectors or activities does the client want excluded from their portfolio, regardless of financial merits?

Sectors to exclude

Step 4 — Adviser narrative

Record the client's own words and any context that informs their sustainability preferences. This narrative is included verbatim in the Suitability Report risk profile section.

DEV surface: personas  ·  signed in: Sarah Crowther [PRINCIPAL]