Project ZZZ · Adviser Workspace

In progressAnnual Review

Household

Paraplanner

deffa5ef-750…

S7 ongoing review interrupted by formal complaint received via portal on day -21. Compliance team (James Hartford SMF17 + Emma Walsh SMF16) leading root-cause investigation. Adviser activity on this case suspended until IDR clock resolves.

Artefacts · 5

FOS Data Export Pack — Harrison Complaint

AI generated

Proposed Redress Calculation

Draft

Suitability Re-Review (2024 SIPP)

Draft

Complaint Root-Cause Analysis (Draft)

Draft

Complaint — Original Portal Submission

AI generated

Custodian Handoff · 0

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Artefacts5
Meetings1 total · 6 reviewed

Harrison — annual review (PAUSED pending complaint resolution)